Saturday, April 05, 2008

Individual Gun Rights and 6th Grade Grammar

The U.S. Supreme Court recently heard arguments over the Washington D.C. ban on handguns in District of Columbia v. Heller, No. 07-290. The reason the story is big news is that people seem to think that the time is right (e.g. we have enough Republican-appointed Supreme Court Justices on the bench) to challenge the Court's long-held view that the 2nd Amendment does not guarantee and individual's right to bear arms, but rather guarantees a collective right to bear arms- that is, in a nutshell, the right to raise a state militia.

Before I get into the 6th grade grammar lesson, here's a bit of Enlightenment political theory for you. The founding fathers of the U.S., and consequently our Constitution, were heavily influenced by Enlightenment-era political thinkers such as Locke, Hobbes, Burke, and Rousseau. One of the fashions of the time was to write about theoretical, political utopias, the most influential of which (at least in terms of our Constitution) centered around democratic theory- that is, the logic behind democracy. The fashion was to begin the book with a picture of man in "the state of nature," and to show how man came out of that state and into civilized society, most often via a social contract. The idea was that man, while in the state of nature, was perfectly free, however harsh life might be without civilization. Rousseau, in particular, picked up on this notion and espoused the idea that man only left that perfectly free state when resources around him became scarce and the need for collaboration with his fellow man arose. Then they entered into the social contract.

After man enters into a social contract, the dual nature of his existence arises (that is the separation of "man" and "state") and a problem arises. How much of his liberty does man cede to the state? Locke thought that man retained a significant amount of liberty (or at least ought to), while Burke espoused a strong state wherein man retained very few liberties. One of the liberties that received a good bit of debate between the theorists was the so-called right of revolution. That is, the right of the people to declare their government illegitimate and shirk its chains (often very violently, see e.g., Burke's classic Reflections on the Revolution in France, wherein he argues a very weak, if nonexistent, right of revolution and points to the bloodshed and chaos of the French Revolution to illustrate his point).

This brings me to the 2nd Amendment. If you accept the proposition that our country was founded on Enlightenment political ideals, then it is not difficult to view the 2nd Amendment as the protection of our right of revolution. However, when you view our Constitution as it was originally intended, that is as the structural centerpiece of our national government, it is probably more accurate to say that the 2nd Amendment was intended to protect the States' right of revolution against the federal government. State constitutions, then, would be the proper outlet for any individual right to bear arms.

And now for the grammar lesson. With all that historical context in place, it is time to look at the text of the 2nd Amendment:

A well regulated Militia, being necessary to the security of a free State, the right of the people to keep and bear Arms, shall not be infringed.


So let's separate the clauses. (1) A well regulated Militia; (2) being necessary to the security of a free State (notice that "State" is capitalized, this is how the States were referred to in the Constitution); (3) the right of the people to keep and bear Arms (notice that "people" is not capitalized); (4) shall not be infringed.

There is no question that clause 1 modifies clause 2. Let's keep those aside for a moment. There is also no question that clause 3 modifies clause 4. The central question in the argument over individual or collective rights to bear arms, then, is whether clauses 1 and 2 are independent of clauses 3 and 4. What's the 6th grade way of figuring that out? Switch them around: "The right of the people to keep and bear Arms shall not be infringed, a well regulated Militia being necessary to the security of a free State." Oops, that sentence doesn't make any sense. In this formulation, the formulation necessary to bolster the individual right argument, clause 2 is dangling. It doesn't stand alone. Thus, clauses 1 and 2 (which we've already agreed modify each other) must modify clauses 3 and 4. And there you have it, a 6th Grade grammatical analysis of the COLLECTIVE right to keep and bear arms.

Now, before members of the NRA start picketing my front yard, I would like to qualify my argument by noting that just because the right to bear arms is, in my view, a collective one, does not mean that the federal government has the power to pass a law banning all weapons. It does allow the states to regulate the ownership of weapons in a manner consistent with the 2nd Amendment (hence the proper prohibition of felons or mentally insane people from owning guns, or good laws that prohibit people with concealed weapons permits from bringing them into places that serve alcohol). We are far, far away from a time when the government will knock down the door of a law-abiding citizen and seize his firearms. We Americans, by and large, love our guns and the political will to take them away from us simply does not exist.

7 comments:

Anonymous said...

Actually your grade school attempt to explain grammer leads directly to the following (type of) ruling:

Militia is important and sets the MINIMUM STANDARDS for 'arms' which cannot be infringed:

Those arms in common use by the individual infantryman, including automatic rifles, pistols, and light machine guns -- these are also in common use by the para-military modern police which didn't exist at the time of the Constitution.

Justice Ginsberg expressed precisely this sentiment during oral arguments.

The Blue South said...

Anon- That is a plausible reading, but you would have to impute the "minimum standard" into the text. A strictly textual reading takes only the words at their face value. So really, my grade school attempt to explain grammar leads only indirectly to the Ginsberg sentiment.

However, your comment doesn't really address my central argument, that the 2nd Amendment, at least grammatically, leads to the conclusion that the collective right to bear arms is protected. Further, it is at least arguable that the collective right entails an individual right (I'm more inclined to believe this than an outright individual right), which supports the way things have been going with 2nd Amendment jurisprudence for the past 200 years.

To take your proposition to its logical conclusion would entail that the individual has a right to keep and bear any kind of weapon. I favor the middle of the road position that I explained earlier- that the collective right entails some individual ownership right but that it is not completely out of the scope of the legislative power. That is, that the State legislatures (and I stress, STATE) have the power to pass regulations on the ownership of firearms, so long as the laws are rationally related to the state's competing interests of ensuring the public safety and maintaining the peoples' collective right of revolution.

Thomas said...

To me, it seems that "people" as used in the Second Amendment refers to the entities that make up our state militias. Not robots, people.

The Blue South said...

Thomas- you're right that the founding fathers did not intend to give robots a fundamental right to bear arms. There are generally two schools of thought as to the meaning of people: those who think like you, and those who view the "people" collectively as the general public.

I think, as I stated in my reply to anonymous, that a collective right entails some sort of individual right, but I'm reticent to pronounce it to be a fundamental right. I think that regulations of any individual right entailed in a collective right are subject to, at most, rational basis scrutiny. If that is the case, then so long as the state's interest in protecting the public is seen as legitimate by the Court, states will be able to regulate the use of guns.

Weaver Beaver said...

Because this was written late in the Eighteenth Century, the capitalization and commatization are not to be expected to square with our usage. All that was done rather fancifully at that period. This is how the same passage would be written according to current standard usage:

A well-regulated militia being necessary to the security of a free state [or, since it is known in advance to the reader that he means a particular state, then '...free State], the right of the people to keep and bear arms shall not be infringed.

Grammatical analysis: The bare-bones sentence, that is leaving out all that is not grammatically necessary, is

RIGHT / SHALL BE INFRINGED. Sc., subject/predicate.

Now I'll account for all the other words:

"A," article with militia; "well-regulated", adverb-participle modifying militia;
"Militia," nominative, in an absolute construction;
"being," present participle, modifying militia;
"necessary," complement of being (if the verb 'be' were in a sentence or other clause, 'necessary' would be what you were taught is a subject complement; e.g., is..necessary.
"Necessary" takes the preposition 'to,' plus an object: Necessary to life, necessary to construction, necessary to combustion, and so forth. The object of 'to' in this passage is 'security,' 'the' is the article with 'security,' (object of the preposition 'to');
"of a free State" is a prepositional phrase modifying 'security.'

I won't break down the second prepositional phrase, but it's exactly like 'to the security.'

Thus everything down to 'State' is a nominative absolute construction that loosely modifies the actual sentence.

To wrap it up,
'the' is the article with 'right,'
'Right' (a noun) takes a clarifying infinitive phrase [ right to do what?]. So 'to keep and bear arms' modifies 'right.''of the people' is a prepositional phrase modifying 'right.'

We've accounted, then, for every word but 'not.' It is a adverb modifying the simple verb 'be' in the compound verb 'shall be infringed.'

It's as clear as a bell and there is no other possible construction that can account for every word.

Thank you, and goodbye.

The Blue South said...

So then you contend that the first part (A well regulated Militia...) does not modify the second (the Right...)? Then why is it there? Should I assume that late-18th century writers used clauses such as "A well regulated Militia, being necessary to the security of a free State" as fancifully as they used commas and capitalization?

Weaver Beaver said...

"the right of the people peaceably to assemble"

"the right of the people to be secure in their possessions"

- I guess those are collective rights too.

Here's where you go wrong. "The central question in the argument over individual or collective rights to bear arms, then, is whether clauses 1 and 2 are independent of clauses 3 and 4." That is not the central question at all. The central question is whether 3 and 4 are independent of 1 and 2. How does one test for independence? Drop all dependent clauses other than the subject and predicate clauses.

". . . the right of the people to keep and bear Arms, shall not be infringed."

Thus, clauses 3 and 4 are independent when read together. The rest, basically, is fluff. To test conclusion, construe clauses 1 and 2 as a sentence.

"A well regulated Militia, being necessary to the security of a free State . . . ."

Nope, that's a sentence fragment.

Let's try using clause one as a subject participial phrase (which is a contradiction in terms since by definition a participle modifies a noun or pronoun).

"A well regulated Militia shall not be infringed."

That makes tons of sense. I can see the framers coming up with that idea.
Jefferson - "Right to Free Speech!"
Delegates - "YEAH!"
Madison - "Right to a Jury Trial!"
Delegates - "YEAH!"
Hamilton - "Right to Practice any Religion!"
Delegates - "YEAH!"
Jay - "Right to Assemble!"
Delegates - "YEAH!"
Ginsburg - "I think the States should regulate a Militia too!" Delegates - "huh?"